This course is a concise yet practical investment training programme with rich and actionable content, designed to help investors fully master stock investment techniques and gain an in‑depth understanding of various derivative instruments in the stock market.
The course also covers knowledge and compliance requirements related to Hong Kong SFC Type 1, 7, and 8 licences, helping learners build a foundation in professional investment and financial services. It further introduces fundamental ESG sustainable finance concepts, enabling learners to incorporate environmental, social, and governance factors into investment decisions to enhance long‑term value and international competitiveness.
Learners will study how to use options for risk hedging, master cash‑flow management techniques to control investment risks, and integrate ISO‑advocated principles of risk management and quality assurance to build robust investment strategies.The course also provides market analysis methods to help investors identify favourable entry opportunities in dynamic market environments, enhancing portfolio stability and long‑term returns.
Course features
1. Master investment management and risk control, applying risk‑management principles to make investment decisions and conduct financial risk analysis.
2. Able to conduct value analysis of securities and bonds, mastering evaluation methods and investment judgement.
3. Master the operation of derivative instruments, including warrants, callable bull/bear contracts, futures, options, foreign exchange, funds, and other derivatives, along with their investment strategies and trading techniques.
4. Able to formulate diversification and hedging strategies, flexibly applying options and other tools for risk diversification and hedging to enhance portfolio stability.
5. Master portfolio management and asset allocation, possessing the ability to design portfolios and allocate assets, and to build long‑term, stable investment strategies in dynamic markets.
Course content
1. Development of the Hong Kong stock market and essential information for market entry
2. Knowledge and compliance requirements related to SFC Type 1, 7, and 8 licences3. International financial regulatory frameworks and compliance practices
4. Investment management and financial risk analysis
5. Financial statement analysis
6. Investment trading techniques: technical analysis, quantitative trading, automated trading, algorithmic trading, and behavioural finance
7. Valuation analysis of securities and bonds
8. Investment strategies and trading techniques for warrants and callable bull/bear contracts
9. Hang Seng Index futures, options, stock futures, and related investment strategies
10. Investment strategies for foreign exchange, funds, and other derivative instruments
11. Diversification and hedging strategies
12. Portfolio management and asset allocation strategies
13. Fundamental concepts of ESG sustainable finance
